Initial response
Clarify deadlines, issues, responsibilities, preservation steps and immediate decisions.
Specialist service
Regulator response and compliance programs
Structured support for regulator notices, information requests, investigations, undertakings and business-wide compliance improvement.
Who this is for
Specialist support, shaped around the decision.
- Boards and executives
- Legal, risk and compliance teams
- Operational leaders
- Retail, ecommerce and product businesses
How we can help
Clear scope. Practical action. Useful records.
We focus on the facts, evidence and decisions your team needs to move forward responsibly.
Evidence and chronology
Organise documents, events, decisions, owners and unresolved factual questions.
Response preparation
Support clear, accurate and evidence-led regulator communications.
Compliance programs
Translate findings into governance, training, monitoring, reporting and continuous improvement.
Our approach
A focused path from question to action.
- 01
Stabilise
Confirm scope, deadline, evidence-preservation requirements and whether the client's lawyer has established a lawyer-instructed workstream.
- 02
Establish the facts
Build the chronology, evidence set and decision log.
- 03
Respond and improve
Deliver the response and a practical plan to address underlying control gaps.
Choose how to engage
Use the service once - or build the capability around it.
Address a defined priority.
Receive a tailored recommendation, clear scope and transparent fee for the outcome your team needs.
Request a tailored proposal →Make recurring support easier.
Compare membership options when this issue is part of a wider stream of recurring work.
Compare memberships →Build consistent decisions.
Explore role-based courses and corporate training for the people responsible for this work.
Explore training →Common questions
What teams usually ask.
Can you help after a regulator contacts us?
Yes. Send the correspondence and deadline so we can promptly confirm scope and availability.
Do you work with our external lawyers?
Yes. We can work under instructions and information-handling arrangements established by your external or in-house lawyer. Watchdog does not guarantee that communications or documents will be privileged; that depends on their purpose, circumstances and applicable law.
Can you build a compliance program after the response?
Yes. We design practical governance, training, monitoring, reporting and review controls.
Important information
Compliance support. Your organisation’s decision.
Watchdog Compliance is a regulatory compliance consultancy, not a law practice. Our assessments, findings and recommendations are professional compliance opinions based on the agreed scope, information and assumptions available, and sources current at the date of the work. They are not legal advice or legal opinions and do not guarantee compliance, regulator acceptance or any particular outcome.
Your organisation remains responsible for checking the information it provides, considering our recommendations, obtaining legal, technical, testing or other specialist advice where appropriate, and making and implementing its final decisions.
Read the service and reliance terms →Tailored support
Let’s find the right way forward.
Tell us what your team needs to achieve. We will recommend a focused approach, explain what is included and provide a transparent fee before you decide.